Ready to tackle the Series 65 exam? This is your stepping stone to becoming an investment adviser representative, where you’ll help clients make smart financial moves. But don’t let the “exam” part ...

If you'd like to become an investment advisor representative (IAR), you'll need to successfully pass the Series 65 exam. The Series 65 exam is a North American Securities Administrators Exam that's ...

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Over 12,000 candidates sit for the Series 65 exam every year, but only about 65-70% pass on the first try. Think you’re ready for the Series 65? I gathered these seven practice questions to test what ...

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The Series 65 exam is a ticket to entry for aspiring investment advisor representatives who want to be able to give clients financial and investing advice. The exam’s formal name is the Uniform ...

Reviewed by Colleen RamosFact checked by Vikki VelasquezReviewed by Colleen RamosFact checked by Vikki Velasquez The Series 65, officially known as the Uniform Investment Adviser Law Exam, is designed ...

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What Is the Series 65? The Series 65 is a financial industry exam and licensing requirement designed for individuals who wish to become registered investment advisors in the United States. This ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

There's good news and bad news for planners seeking state registration as advisors with the North American Securities Administrators Association. The good: The NASAA is reducing the number of correct ...